「compliance」の検索結果

Review any client-facing message or material (emails, letters, newsletters, social posts, website copy, presentations, performance reports, proposals) for compliance with SEC rules that govern investment advisers — the Marketing Rule (206(4)-1), fiduciary duty / antifraud provisions (206), Books and Records (204-2), and Reg BI where broker-dealer activity applies. Produces a pass/flag/fail markup, required disclosures, a books-and-records scratch-pad entry, and an archiving handoff reminder. Triggers on "compliance check", "/compliance", "is this compliant", "review this before I send it", "can I say this to a client", "check this email/post/deck". Use it whenever an advisor asks to check, review, or look over anything before it goes to a client or prospect — "check this before I send it", "look this over before it goes out" — even a routine note, because deciding that a message needs no changes is part of the review, not a reason to skip it.

日本語の概要は準備中です。原文の説明を表示しています。

Check product images against a database of policy-violating items using visual similarity matching. Triggered when users mention policy compliance check, product image compliance review, violation detection, prohibited product screening, image-based compliance audit, pre-listing risk screening, or product image risk check. Even if the user does not explicitly say "compliance," this skill should be triggered whenever the need involves comparing product images against a violation database.

日本語の概要は準備中です。原文の説明を表示しています。

Produces requirement-by-requirement CRE insurance certificate compliance reviews by analyzing ACORD 25 certificates and endorsements against Access Agreement terms. Use when the user mentions COI review, insurance compliance, ACORD 25 analysis, Additional Insured verification, primary/non-contributory status, waiver of subrogation, vendor insurance audit, CGL compliance, umbrella follow-form, broker-ready deficiency instructions, certificate holder vs. additional insured, AI endorsements (CG 20 10, CG 20 37), or carrier rating checks.

日本語の概要は準備中です。原文の説明を表示しています。

Generate freight documents (Bill of Lading, Rate Confirmation) and check carrier/broker compliance via FMCSA. Track insurance expiries and authority status. Use when a broker needs to generate a BOL or Rate Con, wants to verify carrier compliance, needs to check upcoming document expiries, or when booking a load. Triggered by phrases like "generate BOL", "generate rate con", "compliance check MC#", "upcoming expiries", or "document for load".

日本語の概要は準備中です。原文の説明を表示しています。

Transforms Claude into a CFA-level financial analyst for specialty finance, regulatory compliance, and industry-specific analysis. Use when performing private credit pricing, insurance reserving, FP&A variance analysis, wealth planning, restructuring recovery analysis, real estate valuation, venture capital analysis, ESG assessment, regulatory capital analysis (Basel III), compliance reporting (MiFID II, GIPS), credit derivatives (CDS, CVA), convertible bond analysis, lease accounting (ASC 842/IFRS 16), pension funding/LDI, sovereign risk assessment, real option valuation, equity research (SOTP, target price), commodity spread trading, treasury operations, PPP infrastructure modelling, onshore fund structuring, offshore fund structuring, transfer pricing analysis (BEPS, Pillar Two), tax treaty optimisation, FATCA/CRS compliance, economic substance analysis, regulatory reporting (AIFMD, Form PF), AML/KYC compliance, crypto/DeFi analysis, municipal bond analysis, structured products, trade finance, fund of funds (J-curve, commitment pacing, manager selection, secondaries), bank analytics (NIM, CAMELS, CECL, deposit beta, loan book), carbon markets (credit pricing, ETS, CBAM, offsets, shadow carbon price), or private wealth (concentrated stock, philanthropic vehicles, wealth transfer, direct indexing, family governance) analysis is required. Pairs with corp-finance-mcp tools for computation.

日本語の概要は準備中です。原文の説明を表示しています。

Use the corp-finance-mcp server tools for specialty finance, regulatory, and compliance calculations. Invoke when performing private credit (unitranche, direct lending, syndication), insurance (loss reserving, premium pricing, Solvency II SCR), FP&A (variance analysis, break-even, working capital, rolling forecast), wealth management (retirement planning, tax-loss harvesting, estate planning), restructuring (recovery analysis, distressed debt), real assets (property valuation, project finance), venture capital (dilution, convertible instruments, fund returns), ESG (scoring, climate/carbon, green bonds, SLL), regulatory capital (Basel III, LCR/NSFR, ALM), compliance (MiFID II best execution, GIPS reporting), credit derivatives (CDS pricing, CVA/DVA), convertible bonds (binomial tree pricing, scenario analysis), lease accounting (ASC 842/IFRS 16, sale-leaseback), pension & LDI (funding analysis, liability-driven investing), sovereign risk (bond analysis, country risk), real options (binomial valuation, decision trees), equity research (SOTP, target price), commodity trading (spread analysis, storage economics), treasury management (cash management, hedge effectiveness), infrastructure finance (PPP models, concession valuation), crypto (token valuation, DeFi analysis), municipal bonds (pricing, credit analysis), structured products (notes, exotic), trade finance (LC, supply chain), fund structuring (US onshore, UK/EU, Cayman/BVI offshore, Luxembourg/Ireland), transfer pricing (BEPS/Pillar Two, intercompany pricing), tax treaty (treaty network optimization, holding structures), FATCA/CRS (reporting, entity classification), economic substance (multi-jurisdiction testing), regulatory reporting (AIFMD Annex IV, SEC Form PF, CFTC CPO-PQR), AML compliance (KYC risk scoring, sanctions screening), fund of funds (J-curve, commitment pacing, manager selection, secondaries pricing), bank analytics (NIM analysis, CAMELS rating, CECL provisioning, deposit beta, loan book), carbon markets (credit pricing, ETS compliance, CBAM, offset valuation, shadow carbon price), private wealth (concentrated stock, philanthropic vehicles, wealth transfer, direct indexing, family governance). All computation uses 128-bit decimal precision.

日本語の概要は準備中です。原文の説明を表示しています。

This skill enables Claude to automatically check for HIPAA (Health Insurance Portability and Accountability Act) compliance issues in codebases, infrastructure configurations, and documentation. It leverages the hipaa-compliance-checker plugin to identify potential violations related to data privacy, security, and access controls. Use this skill when the user explicitly requests to "check HIPAA compliance", "scan for HIPAA violations", "assess HIPAA readiness", or similar phrases related to HIPAA audits and security best practices. It is useful for projects handling protected health information (PHI) and requiring adherence to HIPAA regulations.

日本語の概要は準備中です。原文の説明を表示しています。

Survey existing compliance artifacts — policies, audits, certifications. Use when asked "what compliance docs do we have", "survey our policies", or "inventory our compliance artifacts".

日本語の概要は準備中です。原文の説明を表示しています。

Codified expertise for customs documentation, tariff classification, duty optimization, restricted party screening, and regulatory compliance across multiple jurisdictions. Informed by trade compliance specialists with 15+ years experience. Includes HS classification logic, Incoterms application, FTA utilization, and penalty mitigation. Use when handling customs clearance, tariff classification, trade compliance, import/export documentation, or duty optimization.

日本語の概要は準備中です。原文の説明を表示しています。

Coordinates regulatory and compliance information requests from institutional LPs including FOIA, regulatory filings, and audit support. Use when responding to compliance requests, managing FOIA inquiries, or supporting LP audit processes.

日本語の概要は準備中です。原文の説明を表示しています。

Structures pre-trade compliance with restricted list screening, position limits, and regulatory constraint verification. Use when running pre-trade compliance, screening restricted securities, or verifying trading limits.

日本語の概要は準備中です。原文の説明を表示しています。

Structures Regulation AB II compliance with asset-level data requirements, servicer reporting, and shelf registration eligibility. Use when ensuring Reg AB compliance, preparing ABS reporting, or structuring shelf eligibility.

日本語の概要は準備中です。原文の説明を表示しています。

Use when a task needs the judgment of a Compliance Officer — deciding whether a suspected violation triggers a mandatory regulatory filing or disclosure, designing or risk-rating a compliance monitoring program, running a violation investigation to root cause, briefing a board/audit committee on compliance findings, or responding to a regulatory exam finding.

日本語の概要は準備中です。原文の説明を表示しています。

Use when a task needs the judgment of an Aviation Inspector — determining whether an air carrier's fleet is in compliance with an Airworthiness Directive across a maintenance-records sample, deciding where the FAA's compliance-and-enforcement ladder places a finding (compliance action vs. Letter of Correction vs. civil penalty vs. certificate action), auditing a Safety Management System for a functioning safety-assurance loop rather than paperwork completeness, scoping a records-sampling strategy across a fleet under surveillance, or deciding whether to ground an aircraft pending an AD compliance finding.

日本語の概要は準備中です。原文の説明を表示しています。

Analyze compliance operations for regulatory change tracking, control mapping, policy management, audit readiness, and training compliance. Triggers: 'audit compliance program', 'assess GRC platform', 'review regulatory change management', 'check control framework'.

日本語の概要は準備中です。原文の説明を表示しています。

Use when setting up or auditing how compliance documentation is structured, collected, and preserved for regulatory audit in Salesforce FSC — covering KYC data collection workflows, AML screening integration setup, audit trail configuration, and regulatory reporting readiness. Triggers: KYC form setup, AML integration configuration, compliance data collection, audit trail setup, regulatory documentation workflow, Field Audit Trail configuration, Setup Audit Trail, Event Monitoring, Discovery Framework, FSC KYC objects, Identity Document setup, Party Identity Verification. NOT for security implementation, NOT for designing AML/KYC architecture (use architect/aml-kyc-process-architecture), NOT for configuring who can access deal or client data (use admin/compliant-data-sharing-setup).

日本語の概要は準備中です。原文の説明を表示しています。

Codified expertise for customs documentation, tariff classification, duty optimization, restricted party screening, and regulatory compliance across multiple jurisdictions. Informed by trade compliance specialists with 15+ years experience. Includes HS classification logic, Incoterms application, FTA utilization, and penalty mitigation. Use when handling customs clearance, tariff classification, trade compliance, import/export documentation, or duty optimization.

日本語の概要は準備中です。原文の説明を表示しています。

AI-powered bank compliance and regulatory review assistant - screen marketing materials, KYC documents, AML alerts, and NFRA/CBIRC compliance checks. Updated for 2025-2026 regulations including 商业银行资本管理办法 (Basel III China 2024), 消费者权益保护规定升级, FATF mutual evaluation 2025, and 反洗钱法修订. Keywords: bank compliance, KYC, AML, regulatory review, NFRA, Basel III, China banking, 合规审查, 合规审核, 监管合规, 反洗钱, KYC尽调, 客户身份识别, 受益人识别, 制裁筛查, 交易监控.

日本語の概要は準備中です。原文の説明を表示しています。

Produces an enforcement-aware Animal Welfare Act compliance audit for USDA/APHIS-regulated facilities. Maps Form 7002 inspection citations to verified 9 C.F.R. Parts 1-3 requirements, analyzes NCI severity and recurrence patterns, evaluates core compliance programs (PVC, IACUC, housing, records, transport), and outputs a prioritized corrective action plan with proof artifacts. Use when auditing AWA compliance, reviewing USDA inspection reports, preparing for license renewal, conducting diligence, or assessing enforcement risk. Trigger: Animal Welfare Act, AWA, USDA, APHIS, Form 7002, IACUC, PVC, exhibitor, dealer, research facility.

日本語の概要は準備中です。原文の説明を表示しています。

Produces structured U.S. legal audit summaries that distill compliance findings into executive-ready risk prioritization and remediation plans, covering likelihood/impact scoring, consequence analysis, and corrective actions with timelines and owners. Use for legal audits, compliance audits, regulatory audits, compliance gap analyses, risk assessments, audit report summaries, or remediation roadmaps. Trigger keywords: audit summary, compliance findings, audit report, risk prioritization, remediation plan, regulatory exposure, corrective action plan.

日本語の概要は準備中です。原文の説明を表示しています。

Drafts board-ready Anti-Money Laundering compliance programs for U.S. financial institutions under BSA/FinCEN requirements. Covers CIP, CDD, EDD, SAR/CTR reporting, OFAC screening, risk assessment, training, independent testing, and governance structures. Use when creating or updating AML policies, BSA compliance programs, or financial institution regulatory documentation. Trigger keywords: AML, BSA, FinCEN, Bank Secrecy Act, anti-money laundering, SAR, CTR, OFAC, CIP, CDD, KYC, compliance program.

日本語の概要は準備中です。原文の説明を表示しています。

AI compliance and policy engine — evaluate scan results against OWASP, NIST, SOC 2, ISO 27001, CMMC, EU AI Act, AISVS v1.0, and related frameworks. Generate SBOMs and compliance reports. Use when: "compliance report", "NIST", "SOC 2", "ISO 27001", "OWASP", "EU AI Act", "AISVS", "generate SBOM", "policy check".

日本語の概要は準備中です。原文の説明を表示しています。

Ensure HIPAA compliance when handling PHI (Protected Health Information). Use when writing code that accesses user health data, check-ins, journal entries, or any sensitive information. Activates for audit logging, data access, security events, and compliance questions.

日本語の概要は準備中です。原文の説明を表示しています。

Comprehensive Azure compliance and security auditing capabilities including best practices assessment, Key Vault expiration monitoring, and resource configuration validation. WHEN: compliance scan, security audit, BEFORE running azqr (compliance cli tool), Azure best practices, Key Vault expirati...

日本語の概要は準備中です。原文の説明を表示しています。